Assigning Compliance Frameworks

Assigning Compliance Frameworks

Use this task to specify which compliance frameworks are relevant for the selected attestation policy. Compliance frameworks are used for classifying attestation policies, compliance rules and company policies according to regulatory requirements.

To assign compliance frameworks to an attestation policy

1. Select the category Attestation | Attestation policies.
2. Select the attestation policy in the result list.
3. Select Assign compliance frameworks from the task list.
4. Double-click on a compliance framework in Add assignments to assign it.

   – OR –

   Double-click on a compliance framework in Remove assignments to remove the approver.

5. Save the changes.

Mitigating Controls

Mitigating Controls

Mitigating controls describe controls that are implemented if an attestation rule was violated. The attestation can be approved after the next attestation run, once controls have been applied.

To edit mitigating controls

• Set the configuration parameter "QER\CalculateRiskIndex" in the Designer.

Detailed information about this topic

• Mitigating Controls
• Assigning Mitigating Controls
• Creating Mitigating Controls

Assigning Mitigating Controls

Assigning Mitigating Controls

Specify which mitigating controls apply to the selected attestation policy.

To assign mitigating controls to an attestation policy

1. Select the category Attestation | Attestation policies.
2. Select the attestation policy in the result list.
3. Select Assign mitigating controls from the task list.
4. Double-click on a mitigating control in Add assignments to assign it.

   – OR –

   Double-click on a mitigating control in Remove assignments to remove the assignment.

5. Save the changes.

Creating Mitigating Controls

Creating Mitigating Controls

To create a mitigating control for attestation policies

1. Select the category Attestation | Attestation policies.
2. Select an attestation policy in the result list.
3. Select Assign mitigating controls from the task list.
4. Select Create mitigating controls from the task list.
5. Enter the master data for the mitigating control.
6. Save the changes.
7. Select Assign attestation polices in the task view.
8. Double-click on the attestation policies you want to assign in Add assignments.
9. Save the changes.

Detailed information about this topic

• Mitigating Controls